Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
UC Law logo


General Rules and Regulations
for Electronic Filings

Regulation S-T





Index


GENERAL

    Rule 10 -- Application of Part 232

    Rule 11 -- Definition of Terms Used in the Regulation

    Rule 12 -- Business Hours of the Commission

    Rule 13 -- Date of Filing; Adjustment of Filing Date

    Rule 14 -- Paper Filings Not Accepted Without Exemption

ELECTRONIC FILING REQUIREMENTS

    Rule 100 -- Persons and Entities Subject to Mandated Electronic Filing

    Rule 101 -- Mandated Electronic Submissions and Exceptions

    Rule 102 -- Exhibits

    Rule 103 -- Liability for Transmission Errors or Omissions in Documents Filed Via EDGAR

    Rule 104 -- Unofficial PDF Copies Included in an Electronic Submission

    Rule 105 -- Limitation on Use of HTML Documents and Hypertext Links

    Rule 106 -- Prohibition Against Electronic Submissions Containing Executable Code

HARDSHIP EXEMPTIONS

    Rule 201 -- Temporary Hardship Exemption

    Rule 202 -- Continuing Hardship Exemption

PREPARATION OF ELECTRONIC SUBMISSIONS

    Rule 301 -- EDGAR Filer Manual

    Rule 302 -- Signatures

    Rule 303 -- Incorporation by Reference [Effective until Nov. 4, 2002.]

    Rule 304 -- Graphic and Image Material

    Rule 305 -- Number of Characters Per Line; Tabular and Columnar Information

    Rule 306 -- Foreign Language Documents and Symbols [Effective until Nov. 4, 2002.]

    Rule 307 -- Bold Face Type

    Rule 308 -- Type Size and Font; Legibility

    Rule 309 -- Paper Size; Binding; Sequential Numbering; Number of Copies

    Rule 310 -- Marking Changed Material

    Rule 311 -- Documents Submitted in Paper Under Cover of Form SE [Effective until Nov. 4, 2002.]

    [Effective Nov. 4, 2002.] Rule 311 -- Documents Submitted in Paper Under Cover of Form SE

    Rule 312 -- Accommodation for Certain Information in Filings with Respect to Asset-backed Securities


    Rule 401 -- XBRL-Related Documents Submissions

    Rule 402 -- Liability for XBRL-Related Documents

    Rule 403 -- [RESERVED]

    Rule 404 -- [RESERVED]

    Rule 405 -- Interactive Data File Submissions and Postings

    Rule 406T -- Temporary Rule Related to Interactive Data Files.

EDGAR FUNCTIONS


    Rule 501 -- Modular Submissions and Segmented Filings

FOREIGN PRIVATE ISSUERS AND FOREIGN GOVERNMENTS

    Rule 600 -- [Reserved]

    Rule 601 -- Foreign Private Issuers and Foreign Governments [Effective until Nov. 4, 2002.]

    Rule 602 -- through Rule 903 [Reserved]


Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot

© Copyright 1998-2009, University of Cincinnati, All Rights Reserved
 Contact: ronald.jones@uc.edu