Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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Standard Instructions for Filing Forms under
the Securities Act of 1933, Securities Exchange Act of 1934, and Energy Policy and Conservation Act of 1975

Regulation S-K





Index

ATTENTION ELECTRONIC FILERS
THIS REGULATION SHOULD BE READ IN CONJUNCTION WITH REGULATION S-T, WHICH GOVERNS THE PREPARATION AND SUBMISSION OF DOCUMENTS IN ELECTRONIC FORMAT. MANY PROVISIONS RELATING TO THE PREPARATION AND SUBMISSION OF DOCUMENTS IN PAPER FORMAT CONTAINED IN THIS REGULATION ARE SUPERSEDED BY THE PROVISIONS OF REGULATION S-T FOR DOCUMENTS REQUIRED TO BE FILED IN ELECTRONIC FORMAT.


General

    Item 10 -- General

Business

    Item 101 -- Description of Business

    Item 102 -- Description of Property

    Item 103 -- Legal Proceedings

Securities of the Registrant

    Item 201 -- Market Price of and Dividends on the Registrant's Common Equity and Related Stockholder Matters

    Item 202 -- Description of Registrant's Securities

Financial Information

    Item 301 -- Selected Financial Data

    Item 302 -- Supplementary Financial Information

    Item 303 -- Management's Discussion and Analysis of Financial Condition and Results of Operations

    Item 304 -- Changes In and Disagreements With Accountants on Accounting and Financial Disclosure

    Item 304T -- of Regulation S-K

    Item 305 -- Quantitative and Qualitative Disclosures about Market Risk

    Item 306 -- [Reserved]

    Item 307 -- Controls and Procedures

    Item 308 -- Internal Control over Financial Reporting

    Item 308T -- Internal Control over Financial Reporting

Management and Certain Security Holders

    Item 401 -- Directors, Executive Officers, Promoters and Control Persons

    Item 402 -- Executive Compensation

    Item 403 -- Security Ownership of Certain Beneficial Owners and Management

    Item 404 -- Certain Relationships and Related Transactions

    Item 405 -- Compliance with Section 16(a) of the Exchange Act

    Item 406 -- Code of ethics

    Item 407 -- Corporate Governance

Registration Statement and Prospectus Provisions

    Item 501 -- Forepart of Registration Statement and Outside Front Cover Page of Prospectus

    Item 502 -- Inside Front and Outside Back Cover Pages of Prospectus

    Item 503 -- Prospectus Summary, Risk Factors, and Ratio of Earnings to Fixed Charges

    Item 504 -- Use of Proceeds

    Item 505 -- Determination of Offering Price

    Item 506 -- Dilution

    Item 507 -- Selling Security Holders

    Item 508 -- Plan of Distribution

    Item 509 -- Interests of Named Experts and Counsel

    Item 510 -- Disclosure of Commission Position on Indemnification for Securities Act Liabilities

    Item 511 -- Other Expenses of Issuance and Distribution

    Item 512 -- Undertakings

Exhibits

    Item 601 -- Exhibits

    Item 601T -- of Regulation S-K


Miscellaneous

    Item 701 -- Recent Sales of Unregistered Securities; Use of Proceeds from Registered Securities

    Item 702 -- Indemnification of Directors and Officers

    Item 703 -- Purchases of Equity Securities by the Issuer and Affiliated Purchasers


List of Industry Guides

    Item 801 -- Securities Act Industry Guides

    Item 802 -- Exchange Act Industry Guides


Roll-Up Transactions

    Item 901 -- Definitions

    Item 902 -- Individual Partnership Supplements

    Item 903 -- Summary

    Item 904 -- Risk Factors and Other Considerations

    Item 905 -- Comparative Information

    Item 906 -- Allocation of Roll-up Consideration

    Item 907 -- Background of the Roll-up Transaction

    Item 908 -- Reasons for and Alternatives to the Roll-up Transaction

    Item 909 -- Conflicts of Interest

    Item 910 -- Fairness of the Transaction

    Item 911 -- Reports, Opinions and Appraisals

    Item 912 -- Source and Amount of Funds and Transactional Expenses

    Item 913 -- Other Provisions of the Transaction

    Item 914 -- Pro Forma Financial Statements; Selected Financial Data

    Item 915 -- Federal Income Tax Consequences





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