Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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Regulation M and ATS





Index


    Regulation M



    Rule 100 -- Preliminary Note; Definitions

    Rule 101 -- Activities by Distribution Participants

    Rule 102 -- Activities by Issuers and Selling Security Holders During a Distribution

    Rule 103 -- Nasdaq Passive Market Making

    Rule 104 -- Stabilizing and Other Activities in Connection with an Offering

    Rule 105 -- Short Selling in Connection with a Public Offering


    Regulation ATS--Alternative Trading Systems



    Preliminary Note

    Rule 300 -- Definitions

    Rule 301 -- Requirements for Alternative Trading Systems

    Rule 302 -- Recordkeeping Requirements for Alternative Trading Systems

    Rule 303 -- Record Preservation Requirements for Alternative Trading Systems


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