Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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The

Sarbanes-Oxley Act of 2002





Section 405 -- Exemption


Nothing in section 401, 402, or 404, the amendments made by those sections, or the rules of the Commission under those sections shall apply to any investment company registered under section 8 of the Investment Company Act of 1940.


Legislative History


July 30, 2002, 107 P.L. 204, Title IV, § 405, 116 Stat. 745.



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