Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Rule 3b-2 -- Definition of "Officer"


The term "officer" means a president, vice president, secretary, treasury or principal financial officer, comptroller or principal accounting officer, and any person routinely performing corresponding functions with respect to any organization whether incorporated or unincorporated.


Regulatory History


47 FR 11464, Mar. 16, 1982; 47 FR 11819, Mar. 19, 1982



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