General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 3b-1 -- Definition of "Listed"
The term "listed" means admitted to full trading privileges upon application
by the issuer or its fiscal agent or, in the case of the securities of a foreign
corporation, upon application by a banker engaged in distributing them; and includes
securities for which authority to add to the list on official notice of issuance
has been granted.
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services. If legal advice or other expert assistance is required,
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