Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
UC Law logo

General Rules and Regulations
under the
Securities Exchange Act of 1934

Rule 14a-10 -- Prohibition of Certain Solicitations

No person making a solicitation which is subject to Rule 14a-1 to Rule 14a-10 shall solicit:
  1. Any undated or postdated proxy; or

  2. Any proxy which provides that it shall be deemed to be dated as of any date subsequent to the date on which it is signed by the security holder.

Regulatory History

17 FR 11434, Dec. 18, 1952

Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot

© Copyright 1998-2009, University of Cincinnati, All Rights Reserved