General Rules and Regulations
Securities Exchange Act of 1934
Rule 13a-11 -- Current Reports on Form 8-K
Except as provided in paragraph (b) of this section,
every registrant subject to Rule 13a-1 shall file
a current report on Form 8-K within the
period specified in that form unless substantially the same information as that
required by Form 8-K has been previously reported by the registrant.
This section shall not apply to foreign governments,
foreign private issuers required to make reports on Form
6-K pursuant to Rule 13a-16, issuers of American
Depositary Receipts for securities of any foreign issuer, or investment companies
required to file reports pursuant to Rule
30b1-1 under the Investment Company Act of 1940, except where such investment
companies are required to file notice of a blackout period pursuant to Rule
104 of Regulation BTR
No failure to file a report on Form 8-K that is required solely pursuant to Item 1.01, 1.02, 2.03, 2.04, 2.05,
2.06, 4.02(a), 5.02(e) or 6.03 of Form 8-K shall be deemed to be a violation of 15 U.S.C. 78j(b) and Rule 240.10b-5.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.