General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 12b-4 -- Supplemental Information
The Commission or its staff may, where it is deemed appropriate, request supplemental
information concerning the registrant, a registration statement or a periodic or
other report under the Act. This information shall not be required to be filed with
or deemed part of the registration statement or report. The information shall be
returned to the registrant upon request, provided that:
Such request is made at the time such information is
furnished to the staff;
The return of such information is consistent with the
protection of investors; and
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
