General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 12b-1 -- Scope of Regulation
The rules contained in this regulation shall govern all registration statements pursuant
to sections 12(b) and 12(g)
of the Act and all reports filed pursuant to sections 13
and 15(d) of the Act, including all amendments
to such statements and reports, except that any provision in a form covering the
same subject matter as any such rule shall be controlling.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
