General Rules and Regulations
Securities Exchange Act of 1934
Rule 11a1-5 -- Transactions by Registered Competitive Market Makers and Registered Equity Market Makers
Any transaction by a New York Stock Exchange registered competitive market maker
or an American Stock Exchange registered equity market maker effected in compliance
with their respective governing rules shall be deemed to be of a kind which is consistent
with the purposes of section 11(a)(1) of the
Act, the protection of investors, and the maintenance of fair and orderly markets.
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