Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
under the
Securities Exchange Act of 1934

Rule 10A-2 -- Auditor Independence

It shall be unlawful for an auditor not to be independent under Rule 2-01(c)(2)(iii)(B), (c)(4), (c)(6), (c)(7), and Rule 2-07 of Regulation S-X

Regulatory History

68 FR 6006, 6048, Feb. 5, 2003.

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