Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Inspection and Publication of Information Filed Under the Act (Rules 24b-1 to 36a1-2)


    Rule 24b-1 -- Documents to Be Kept Public by Exchanges

    Rule 24b-2 -- Non-Disclosure of Information Filed with the Commission and with Any Exchange

    Rule 24b-3 -- Information Filed by Issuers and Others Under Sections 12, 13, 14 and 16

    Rule 24c-1 -- Access to Nonpublic Information

    Rule 31 -- Section 31 Transaction Fees

    Rule 31T -- Temporary Rule Regarding Fiscal Year 2004 (expires on January 1, 2005)

    Rule 31-1 (removed)

    Rule 36a1-1 -- Exemption from Section 7 for OTC Derivatives Dealers

    Rule 36a1-2 -- Exemption from SIPA for OTC Derivatives Dealers



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