Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
UC Law logo

General Rules and Regulations
under the
Securities Exchange Act of 1934

Inspection and Publication of Information Filed Under the Act (Rules 24b-1 to 36a1-2)

    Rule 24b-1 -- Documents to Be Kept Public by Exchanges

    Rule 24b-2 -- Non-Disclosure of Information Filed with the Commission and with Any Exchange

    Rule 24b-3 -- Information Filed by Issuers and Others Under Sections 12, 13, 14 and 16

    Rule 24c-1 -- Access to Nonpublic Information

    Rule 31 -- Section 31 Transaction Fees

    Rule 31T -- Temporary Rule Regarding Fiscal Year 2004 (expires on January 1, 2005)

    Rule 31-1 (removed)

    Rule 36a1-1 -- Exemption from Section 7 for OTC Derivatives Dealers

    Rule 36a1-2 -- Exemption from SIPA for OTC Derivatives Dealers

Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot

© Copyright 1998-2009, University of Cincinnati, All Rights Reserved