Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
under the
Securities Exchange Act of 1934

Exemption of Certain Transactions from Section 16(b) (Rules 16b-1 to 16b-8)

    Rule 16b-1 -- Transactions Approved by a Regulatory Authority

    Rule 16b-3 -- Transactions Between an Issuer and its Officers or Directors

    Rule 16b-4 -- [Reserved]

    Rule 16b-5 -- Bona Fide Gifts and Inheritance

    Rule 16b-6 -- Derivative Securities

    Rule 16b-7 -- Mergers, Reclassifications, and Consolidations

    Rule 16b-8 -- Voting Trusts

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