Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Regulation 13D (Rules 13d-1 to 13f-1)


    Rule 13d-1 -- Filing of Schedules 13D and 13G

    Rule 13d-2 -- Filing of Amendments to Schedules 13D or 13G

    Rule 13d-3 -- Determination of Beneficial Owner

    Rule 13d-4 -- Disclaimer of Beneficial Ownership

    Rule 13d-5 -- Acquisition of Securities

    Rule 13d-6 -- Exemption of Certain Acquisitions

    Rule 13d-7 -- Dissemination

    Schedule 13D--Information to Be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a)

    Schedule 13G--Information to Be Included in Statements Filed Pursuant to Rule 13d-1(b) and (c) and Amendments Thereto Filed Pursuant to Rule 13d-2(b)

    Rule 13e-1 -- Purchase of Securities by the Issuer During a Third-Party Tender Offer

    Rule 13e-3 -- Going Private Transactions by Certain Issuers or Their Affiliates

    Rule 13e-4 -- Tender Offers by Issuers

    Schedule 13E-3 -- Transaction Statement Pursuant to Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder

    Schedule 13E-4 -- [Removed and Reserved]

    Schedule 13E-4F -- Tender Offer Statement Pursuant to Section 13(e)(1) of the Securities Exchange Act of 1934 and Rule 13e-4 Thereunder [Effective until Nov. 4, 2002.]

    Rule 13f-1 -- Reporting by Institutional Investment Managers of Information with Respect to Accounts over Which They Exercise Investment Discretion

    Rule 13k-1 -- Foreign Bank Exemption from the Insider Lending Prohibition under Section 13(k)



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