Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
under the
Securities Exchange Act of 1934

Regulation 13b2: Maintenance of Records and Preparation of Required Reports (Rules 13b2-1 to 13b2-2)

    Rule 13b2-1 -- Falsification of Accounting Records

    Rule 13b2-2 -- Representations and Conduct in Connection with the Preparation of Required Reports and Documents

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