Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
under the
Securities Exchange Act of 1934

Regulation 13A: Reports of Issuers of Securities Registered Pursuant to Section 12 (Rules 13a-1 to 13a-17)


    Rule 13a-1 -- Requirement of Annual Reports

    Rule 13a-2 -- [Reserved]

    Rule 13a-3 -- Reporting by Form 40-F Registrant


    Rule 13a-10 -- Transition Reports

    Rule 13a-11 -- Current Reports on Form 8-K

    Rule 13a-13 -- Quarterly Reports on Form 10-Q and Form 10-QSB

    Rule 13a-14 -- Certification Of Disclosure In Annual And Quarterly Reports

    Rule 13a-15 -- Controls and Procedures

    Rule 13a-16 -- Reports of Foreign Private Issuers on Form 6-K

    Rule 13a-17 -- Reports of Asset-backed Issuers on Form 10-D

    Rule 13a-18 -- Compliance with Servicing Criteria for Asset-backed Securities

    Rule 13a-19 -- Reports by Shell Companies on Form 20-F

    Rule 13a-20 -- Plain English Presentation of Specified Information

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