Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Reports Under Section 10


    Rule 10A-1 -- Notice to the Commission Pursuant to Section 10A of the Act

    Rule 10A-2 -- Auditor Independence

    Rule 10A-3 -- Listing Standards Relating to Audit Committees



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