Securities Lawyer's Deskbook
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General Rules and Regulations
promulgated
under the
Securities Act of 1933





Rule 493 -- Additional Schedule B Disclosure and Filing Requirements [Effective Nov. 4, 2002.]


  1. The copy of the opinion or opinions of counsel required by paragraph (14) of Schedule B shall be filed either as a part of the registration statement as originally filed, or as an amendment to the registration statement.

  2. A foreign government or political subdivision of a foreign government must file a registration statement submitted under Schedule B of the Act on the Commission's Electronic Data Gathering and Retrieval System (EDGAR) unless it has obtained a hardship exemption under Rule 201 or Rule 202 (Regulation S-T).

  3. A foreign government or political subdivision must disclose in its Schedule B registration statement:

    1. That the Commission maintains an Internet site that contains reports and other information regarding issuers that file electronically with the Commission; and

    2. The address for the Commission Internet site (http://www.sec.gov). A foreign government or political subdivision filing on EDGAR is further encouraged to give its Internet address, if available.


Regulatory History


12 FR 4076, June 24, 1947; 67 FR 36678, 36699, May 24, 2002



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