Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
UC Law logo

General Rules and Regulations
under the
Securities Act of 1933

Rule 493 -- Additional Schedule B Disclosure and Filing Requirements [Effective Nov. 4, 2002.]

  1. The copy of the opinion or opinions of counsel required by paragraph (14) of Schedule B shall be filed either as a part of the registration statement as originally filed, or as an amendment to the registration statement.

  2. A foreign government or political subdivision of a foreign government must file a registration statement submitted under Schedule B of the Act on the Commission's Electronic Data Gathering and Retrieval System (EDGAR) unless it has obtained a hardship exemption under Rule 201 or Rule 202 (Regulation S-T).

  3. A foreign government or political subdivision must disclose in its Schedule B registration statement:

    1. That the Commission maintains an Internet site that contains reports and other information regarding issuers that file electronically with the Commission; and

    2. The address for the Commission Internet site ( A foreign government or political subdivision filing on EDGAR is further encouraged to give its Internet address, if available.

Regulatory History

12 FR 4076, June 24, 1947; 67 FR 36678, 36699, May 24, 2002

Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot

© Copyright 1998-2009, University of Cincinnati, All Rights Reserved