Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
under the
Securities Act of 1933

Rule 491 -- Information to Be Furnished Under Paragraph (6) of Schedule B

Any foreign government filing a registration statement pursuant to Schedule B of the act need state, in furnishing the information required by paragraph , the names and addresses only of principal underwriters, namely, underwriters in privity of contract with the registrant, provided they are designated as principal underwriters and a brief statement is made as to the discounts and commissions to be received by subunderwriters or dealers.

Regulatory History

12 FR 4076, June 24, 1947

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