General Rules and Regulations
Securities Act of 1933
Rule 400 -- Application of Rule 400 to Rule 494, Inclusive
Rule 400 to Rule 494 shall govern every registration of securities under the Act,
except that any provision in a form, or an item of Regulation
S-K unless otherwise specifically provided in Rule 400 to Rule 494.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.