Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
UC Law logo

General Rules and Regulations
under the
Securities Act of 1933

Rule 256 -- Filing of Sales Material

While not a condition to an exemption pursuant to this provision, seven copies of any advertisement or written communication, or the script of any radio or television broadcast, shall be filed with the main Office of the Commission in Washington, D.C.

Note: Only sales material that contains substantive changes from or additions from previously filed material needs to be filed.

Regulatory History

57 FR 36468, Aug. 13, 1992; 61 FR 67200, 67202, Dec. 20, 1996

Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot

© Copyright 1998-2009, University of Cincinnati, All Rights Reserved