Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
UC Law logo

General Rules and Regulations
promulgated
under the
Securities Act of 1933





Rule 160 -- Registered Investment Company Exemption from Section 101(c)(1) of the Electronic Signatures in Global and National Commerce Act


A prospectus for an investment company registered under the Investment Company Act of 1940 that is sent or given for the sole purpose of permitting a communication not to be deemed a prospectus under section 2(a)(10)(a) of the Act shall be exempt from the requirements of section 101(c)(1) of the Electronic Signatures in Global and National Commerce Act.


Regulatory History


65 FR 47281, 47284, Aug. 2, 2000



Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot

© Copyright 1998-2009, University of Cincinnati, All Rights Reserved
 Contact: ronald.jones@uc.edu