Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
under the
Securities Act of 1933

Rule 111 -- Payment of Fees

  1. All payments of fees for registration statements under the Act shall be made by wire transfer, or by certified check, bank cashier's check, United States postal money order, or bank money order payable to the Securities and Exchange Commission, omitting the name or title of any official of the Commission. There will be no refunds. Payment of fees required by this section shall be made in accordance with the directions set forth in Section 202.3a of this chapter.

Regulatory History

37 FR 1471, Jan. 29, 1972, as amended at 49 FR 27307, July 3, 1984; 60 FR 26615, May 17, 1995; 61 FR 49957, 49959, Sept. 24, 1996; 73 FR 6011, 6014, Feb. 1, 2008

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