Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Act of 1933





Regulation E -- Exemption for Securities of Small Business Investment Companies


    Rule 601 -- Definitions and Terms Used in Rule 601 to Rule 610a

    Rule 602 -- Securities Exempted

    Rule 603 -- Amount of Securities Exempted

    Rule 604 -- Filing of Notification on Form 1-E

    Rule 605 -- Filing and Use of the Offering Circular

    Rule 606 -- Offering Not in Excess of $100,000

    Rule 607 -- Sales Material to Be Filed

    Rule 608 -- Prohibition of Certain Statements

    Rule 609 -- Reports of Sales Hereunder

    Rule 610 -- Suspension of Exemption

    Schedule A -- Contents of Offering Circular for Small Business Investment Companies

    Schedule B -- Contents of Offering Circular for Business Development Companies

    Rule 651 -- Through Rule 656 [Regulation F was removed and reserved in Release 33-7300, effective July 15, 1996, 61 FR 30397.]

    Rule 701 -- Exemption for Offers and Sales of Securities Pursuant to Certain Compensatory Benefit Plans and Contracts Relating to Compensation



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