Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Article 6 -- Registered Investment Companies

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Rule 6-01 -- Application of Rule 6-01 to Rule 6-10

Rule 6-02 -- Definition of Certain Terms

Rule 6-03 -- Special Rules of General Application to Registered Investment Companies

Rule 6-04 -- Balance Sheets

Rule 6-05 -- Statements of Net Assets

Rule 6-06 -- Special Provisions Applicable to the Balance Sheets of Issuers of Face-Amount Certificates

Rule 6-07 -- Statements of Operations

Rule 6-08 -- Special Provisions Applicable to the Statements of Operations of Issuers of Face-Amount Certificates

Rule 6-09 -- Statements of Changes in Net Assets

Rule 6-10 -- What Schedules Are to Be Filed

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