Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Article 4 -- Rules of General Application

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Rule 4-01 -- Form, Order, and Terminology

Rule 4-02 -- Items Not Material

Rule 4-03 -- Inapplicable Captions and Omission of Unrequired or Inapplicable Financial Statements

Rule 4-04 -- Omission of Substantially Identical Notes

Rule 4-05 -- [Removed and reserved in Release 33-7300, effective July 15, 1996, 61 FR 30397.]

Rule 4-06 -- [Removed and reserved in Release 33-7300, effective July 15, 1996, 61 FR 30397.]

Rule 4-07 -- Discount on Shares

Rule 4-08 -- General Notes to Financial Statements

Rule 4-09 -- [Reserved]

Rule 4-10 -- Financial Accounting and Reporting for Oil and Gas Producing Activities Pursuant to the Federal Securities Laws and the Energy Policy and Conservation Act of 1975

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