Securities Lawyer's Deskbook
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Regulation S-X





Rule 12-12A -- Investments--Securities Sold Short


[For management investment companies only]

     Column A               Column B            Column C

Name of issuer and     Balance of short     Value of each open
title of issue 1     position at close of    short position 2
                          period. 
                     (Number of shares)
1. Each issue shall be listed separately.

2. Column C shall be totaled. The total of column C shall agree with the correlative amounts shown on the related balance sheet.

Regulatory History


47 FR 56844, Dec. 21, 1982


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