Item 1003 -- Identity and Background of Filing Person
Name and address. State the name, business address
and business telephone number of each filing person. Also state the name and address
of each person specified in Instruction C to the schedule (except for Schedule
14D-9). If the filing person is an affiliate of the subject company, state
the nature of the affiliation. If the filing person is the subject company, so
state.
Business and background of entities. If any filing person
(other than the subject company) or any person specified in Instruction C
to the schedule is not a natural person, state the person's principal business,
state or other place of organization, and the information required by paragraphs
(c)(3) and (c)(4) of this section for each person.
Business and background of natural persons. If
any filing person or any person specified in Instruction C to the schedule
is a natural person, provide the following information for each person:
Current principal occupation or employment
and the name, principal business and address of any corporation or other
organization in which the employment or occupation is conducted;
Material occupations, positions, offices
or employment during the past five years, giving the starting and ending
dates of each and the name, principal business and address of any corporation
or other organization in which the occupation, position, office or employment
was carried on;
A statement whether or not the person was
convicted in a criminal proceeding during the past five years (excluding
traffic violations or similar misdemeanors). If the person was convicted,
describe the criminal proceeding, including the dates, nature of conviction,
name and location of court, and penalty imposed or other disposition of
the case;
A statement whether or not the person was
a party to any judicial or administrative proceeding during the past five
years (except for matters that were dismissed without sanction or settlement)
that resulted in a judgment, decree or final order enjoining the person
from future violations of, or prohibiting activities subject to, federal
or state securities laws, or a finding of any violation of federal or
state securities laws. Describe the proceeding, including a summary of
the terms of the judgment, decree or final order; and
Country of citizenship.
Tender offer. Identify the tender offer and the class
of securities to which the offer relates, the name of the offeror and its address
(which may be based on the offeror's Schedule
TO filed with the Commission).
Instruction to Item 1003
If the filing person is making information relating to the transaction available
on the Internet, state the address where the information can be found.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
