Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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Regulation AB

Asset-Backed Securities





Item 1110 -- Originators


  1. Identify any originator or group of affiliated originators, apart from the sponsor or its affiliates, that originated, or is expected to originate, 10% or more of the pool assets.

  2. Provide the following information for any originator or group of affiliated originators, apart from the sponsor or its affiliates, that originated, or is expected to originate, 20% or more of the pool assets:

    1. The originator’s form of organization.

    2. To the extent material, a description of the originator’s origination program and how long the originator has been engaged in originating assets. The description must include a discussion of the originator’s experience in originating assets of the type included in the current transaction. In providing the description, include, if material, information regarding the size and composition of the originator’s origination portfolio as well as information material to an analysis of the performance of the pool assets, such as the originator’s credit-granting or underwriting criteria for the asset types being securitized.


Regulatory History


70 FR 1506, 1605, Jan. 7, 2005

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