Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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Regulation AC

Analyst Certification





Rule 505 -- Exclusion for News Media


No provision of this Regulation AC shall apply to any person who:

  1. Is the publisher of any bona fide newspaper, news magazine or business or financial publication of general and regular circulation; and

  2. Is not registered or required to be registered with the Commission as a broker or dealer or investment adviser.


Regulatory History


68 FR 9482, 9493, Feb. 27, 2003.



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