This part sets forth minimum standards of professional conduct for attorneys appearing
and practicing before the Commission in the representation of an issuer. These
standards supplement applicable standards of any jurisdiction where an attorney
is admitted or practices and are not intended to limit the ability of any jurisdiction
to impose additional obligations on an attorney not inconsistent with the application
of this part. Where the standards of a state or other United States jurisdiction
where an attorney is admitted or practices conflict with this part, this part
shall govern.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
