Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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Rules and Regulations
promulgated
under the
Investment Company Act of 1940





Rule 8b-15 -- Amendments


All amendments shall be filed under cover of the facing sheet of the appropriate form, shall be clearly identified as amendments, and shall comply with all pertinent requirements applicable to registration statements and reports. Amendments shall be filed separately for each separate registration or report amended. Except as permitted under Rule 102(b) of Regulation S-T, any amendment filed under this section shall state the complete text of each item amended. An amendment to any report required to include the certifications as specified in Rule 30a-2(a) must include new certifications by each principal executive and principal financial officer of the registrant, and an amendment to any report required to be accompanied by the certifications as specified in Exchange Act Rules 13a-14(b) or 15d-14(b) and Investment Company Act Rule 30a-2(b) must be accompanied by new certifications by each principal executive and principal financial officer of the registrant.


Regulatory History


18 FR 8576, Dec. 19, 1953, as amended at 58 FR 14860, Mar. 18, 1993; 68 FR 5348, 5365, Feb. 3, 2003; 68 FR 36636, 36671, June 18, 2003.



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