Rules and Regulations
promulgated
under the
Investment Company Act of 1940
Rule 30h-1 -- Applicability of Section 16 of the Exchange Act to Section 30(h)
The filing of any statement prescribed under section
16(a) of the Securities Exchange Act of 1934 shall satisfy the corresponding
requirements of section 30(h) of the
Act.
The rules under section 16 of the Securities Exchange
Act of 1934 shall apply to any duty, liability or prohibition imposed with
respect to a transaction involving any security of a registered closed-end
company under section 30(h) of the Act.
No statements need be filed pursuant to section
30(h) of the Act by an affiliated person of an investment adviser in his or
her capacity as such if such person is solely an employee, other than an officer,
of such investment adviser.
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