Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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Rules and Regulations
promulgated
under the
Investment Company Act of 1940





Rule 30b1-3 -- Transition Reports


Every registered management investment company filing reports on Form N-SAR that changes its fiscal year end shall file a report on Form N-SAR not more than 60 calendar days after the later of either the close of the transition period or the date of the determination to change the fiscal year end which report shall not cover a period longer than six months.


Regulatory History


54 FR 10321, March 13, 1989; 61 FR 49957, 49961, Sept. 24, 1996; 67 FR 57276, 57296, Sept. 9, 2002; 68 FR 5348, 5366, Feb. 3, 2003.



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