Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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Rules and Regulations
promulgated
under the
Investment Company Act of 1940





Rule 30b1-1 -- Semi-Annual Report for Registered Management Investment Companies


Every registered management investment company shall file a semi-annual report on Form N-SAR (§ 274.101 of this chapter) not more than sixty calendar days after the close of each fiscal year and fiscal second quarter. A registered management investment company that has filed a registration statement with the Commission registering its securities for the first time under the Securities Act of 1933 is relieved of this reporting obligation with respect to any reporting period or portion thereof prior to the date on which that registration statement becomes effective or is withdrawn.


Regulatory History


50 FR 1450, Jan. 11, 1985. Redesignated at 50 FR 27940, July 9, 1985; 61 FR 49957, 49961, Sept. 24, 1996. 68 FR 5348, 5365, Feb. 3, 2003.



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