Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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Rules and Regulations
promulgated
under the
Investment Company Act of 1940





Rule 30a-1 -- Annual Reports for Unit Investment Trusts


Every registered unit investment trust shall file an annual report on Form N-SAR with respect to each calendar year not more than sixty calendar days after the close of each year. A registered unit investment trust that has filed a registration statement with the Commission registering its securities for the first time under the Securities Act of 1933 is relieved of this reporting obligation with respect to any reporting period or portion thereof prior to the date on which that registration statement becomes effective or is withdrawn.


Regulatory History


50 FR 1450, Jan. 11, 1985; 61 FR 49957, 49961, Sept. 24, 1996; 68 FR 5348, 5365, Feb. 3, 2003.



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