Rules and Regulations
promulgated
under the
Investment Company Act of 1940
Rule 2a-6 -- Certain Transactions Not Deemed Assignments
A transaction which does not result in a change of actual control or management of
the investment adviser to, or principal underwriter of, an investment company is
not an assignment for purposes of Section
15(a)(4) or Section 15(b)(2) of the
Act, respectively.
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