Rules and Regulations
promulgated
under the
Investment Advisers Act of 1940
Rule 203-2 -- Withdrawal from Investment Adviser Registration
Form ADV-W. You must file Form ADV-W (17
CFR 279.2) to withdraw from investment adviser registration with the Commission
(or to withdraw a pending registration application).
Electronic filing. Once you have filed your
Form ADV (17 CFR 279.1) (or any amendments to Form ADV) electronically with
the Investment Adviser Registration Depository (IARD), any Form ADV-W you
file must be filed with the IARD, unless you have received a hardship exemption
under Rule 203-3.
Effective date -- upon filing. Each Form
ADV-W filed under this section is effective upon acceptance by the IARD, provided
however that your investment adviser registration will continue for a period
of sixty days after acceptance solely for the purpose of commencing a proceeding
under section 203(e) of the Act.
Filing fees. You do not have to pay a fee
to file Form ADV-W through the IARD.
Form ADV-W is a report. Each Form ADV-W
required to be filed under this section is a "report" within the meaning of
sections 204 and 207
of the Act.
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