Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law 		UC Law logo

Legislative History

Search Page

Suggestions

Main Table of Contents

Home

The
Investment Advisers Act of 1940





Section 206A -- Exemptions


The Commission, by rules and regulations, upon its own motion, or by order upon application, may conditionally or unconditionally exempt any person or transaction, or any class or classes of persons, or transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.

Legislative History


Aug. 22, 1940, ch 686, Title II, § 206A, as added Dec. 14, 1970, P.L. 91-547, § 26, 84 Stat. 1433.

Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot
© Copyright 1998-2008, University of Cincinnati, All Rights Reserved
 Contact: joseph.hodnicki@uc.edu