Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Table of Contents

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Section 201 -- Findings

Section 202 -- Definitions

Section 203 -- Registration of Investment Advisers

Section 203A -- State and Federal Responsibilities

Section 204 -- Reports by Investment Advisers

Section 204A -- Prevention of Misuse of Nonpublic Information

Section 205 -- Investment Advisory Contracts

Section 206 -- Prohibited Transactions by Investment Advisers

Section 206A -- Exemptions

Section 207 -- Material Misstatements

Section 208 -- General Prohibitions

Section 209 -- Enforcement of Title

Section 210 -- Disclosure of Information by Commission

Section 210A -- Consultation

Section 211 -- Rules, Regulations, and Orders of Commission

Section 212 -- Hearings

Section 213 -- Court Review of Orders

Section 214 -- Jurisdiction of Offenses and Suits

Section 215 -- Validity of Contracts

Section 216 -- [Omitted; terminated effective May 15, 2000, pursuant to § 3003 of the Federal Reports Elimination and Sunset Act of 1995 (Dec. 21, 1995), P.L. 104-66; 109 Stat. 734.]

Section 217 -- Penalties

Section 218 -- Hiring and Leasing Authority of the Commission

Section 219 -- Separability of Provisions

Section 220 -- Short Title

Section 221 -- Effective Date

Section 222 -- State Regulation of Investment Advisers

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