Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Rule 3a12-12 -- Exemption from Certain Provisions of Section 16 of the Act for Asset-Backed Securities.


Asset-backed securities, as defined in Rule 229.1101 of this chapter, are exempt from section 16 of the Act.




Regulatory History


70 FR 1506, 1620, Jan 7. 2005.



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