General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 19d-3 -- Applications for Review of Final Disciplinary Sanctions, Denials of Membership, Participation or Association, or Prohibitions or Limitations of Access to Services Imposed by Self-Regulatory Organizations
Applications to the Commission for review
of any final disciplinary sanction, denial or conditioning of membership, participation,
bar from association, or prohibition or limitation with respect to access to services
offered by a self-regulatory organization or a member thereof by any such organization
shall be made pursuant to Rule 420 of the Commission's Rules of Practice,
Rule 420 of this chapter.
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