General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 19d-2 -- Applications for Stays of Disciplinary Sanctions or Summary Suspensions by a Self-regulatory Organization
If any self-regulatory organization imposes any
final disciplinary sanction as to which a notice is required to be filed with the
Commission pursuant to Section 19(d)(1) of
the Exchange Act, 15 U.S.C. 78s(d)(1), pursuant to Section
6(b)(6), 15A(b)(7) or 17A(b)(3)(G)
of the Act, or summarily suspends or limits or prohibits access pursuant to Section
6(d)(3), 15A(h)(3) or 17A(b)(5)(C)
of the Act, any person aggrieved thereby for which the Commission is the appropriate
regulatory agency may file with the Commission a written motion for a stay of imposition
of such action pursuant to Rule 401 of the Commission's Rules of
Practice, Rule 401 of this chapter.
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