General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 17a-22 -- Supplemental Material of Registered Clearing Agencies
Within ten days after issuing, or making generally
available, to its participants or to other entities with whom it has a significant
relationship, such as pledgees, transfer agents, or self-regulatory organizations,
any material (including, for example, manuals, notices, circulars, bulletins, lists,
or periodicals), a registered clearing agency shall file three copies of such material
with the Commission. A registered clearing agency for which the Commission is not
the appropriate regulatory agency shall at the same time file one copy of such material
with its appropriate regulatory agency.
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with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
