Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
UC Law logo

General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Rule 16a-10 -- Exemptions under Section 16(a)


Except as provided in Rule 16a-6, any transaction exempted from the requirements of section 16(a) of the Act, insofar as it is otherwise subject to the provisions of section 16(b), shall be likewise exempt from section 16(b) of the Act.


Regulatory History


56 FR 7265, Feb. 21, 1991



Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot

© Copyright 1998-2008, University of Cincinnati, All Rights Reserved
 Contact: ronald.jones@uc.edu