General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 15Ba2-1 -- Application for Registration of Municipal Securities Dealers Which are Banks or Separately Identifiable Departments or Divisions of Banks
An application for registration, pursuant to Section
15B(a) of the Act, of a municipal securities dealer which is a bank (as defined
in Section 3(a)(6) of the Act) or a separately
identifiable department or division of a bank (as defined by the Municipal Securities
Rulemaking Board), shall be filed with the Commission on Form MSD, in accordance
with the instructions contained therein.
If the information contained in any application for registration pursuant
to paragraph (a) of this rule, or in any amendment to such application, is or
becomes inaccurate for any reason, applicant shall promptly file an amendment
of Form MSD correcting such information.
Every amendment filed pursuant to this rule shall constitute
a "report" within the meaning of Sections 17
and 32(a) of the Act.
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