Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Rule 14a-104 -- Notice of Exempt Preliminary Roll-up Communication. Information regarding Ownership Interests and Any Potential Conflicts of Interest to be Included in Statements Submitted by or on Behalf of a Person pursuant to Rule 14a-2(b)(4) and Rule 14a-6(n)

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1. Name of registrant appearing on Securities Act of 1933 registration statement for the roll-up transaction :
   
   

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2. Name of partnership that is the subject of the proposed roll-up transaction:
   
   

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3. Name of person relying on exemption:
   
   

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4. Address of person relying on exemption:
   
   

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5. Ownership interest of security holder in partnership that is the subject of the proposed roll-up transaction:
   
   

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   Note:
   
   To the extent that the holder owns securities in any other entities involved in this roll-up transaction, disclosure of these interests also should be made.
   

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6. Describe any and all relations of the holder to the parties to the transaction or to the transaction itself:
   
   
   1. The holder is engaged in the business of buying and selling limited partnership interests in the secondary market would be adversely affected if the roll-up transaction were completed.
      
      

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   2. The holder would suffer direct (or indirect) material financial injury if the roll-up transaction were completed since it is a service provider to an affected limited partnership.
      
      

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   3. The holder is engaged in another transaction that may be competitive with the pending roll-up transaction.
      
      

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   4. Any other relations to the parties involved in the transaction or to the transaction itself, or any benefits enjoyed by the holder not shared on a pro rata basis by all other holders of the same class of securities of the partnership that is the subject of the proposed roll-up transaction.

      
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