General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 12f-1 -- Applications for Permission to Reinstate Unlisted Trading Privileges
An application to reinstate unlisted trading privileges may
be made to the Commission by any national securities exchange for the extension of
unlisted trading privileges to any security for which such unlisted trading privileges
have been suspended by the Commission, pursuant to section
12(f)(2)(A). One copy of such application, executed by a duly authorized officer
of the exchange, shall be filed and shall set forth:
Name of issuer;
Title of security;
The name of each national securities exchange, if any,
on which such security is listed or admitted to unlisted trading privileges
Whether transaction information concerning such
security is reported pursuant to
an effective transaction reporting plan contemplated by Rule
242.601 of this chapter;
The date of the Commission's suspension of unlisted trading
privileges in the securities on the exchange;
Any other information which is deemed pertinent to the question
of whether the reinstatement of unlisted trading privileges in such security is consistent
with the maintenance of fair and orderly markets and the protection of investors;
and
That a copy of the instant application has been mailed, or
otherwise personally provided, to the issuer of the securities for which unlisted
trading privileges are sought and to each exchange listed in item
(3) of this section.
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