General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 12a-9 -- Exemption of Standardized Options from Section 12(a) of the
Act
The provisions of section 12(a) of the Act
do not apply in respect of any standardized option, as defined by Rule
9b-1(a)(4), issued by a clearing agency registered under section
17A of the Act and traded on a national securities exchange registered pursuant
to section 6(a) of the Act.
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